|
Early Effects of
a School-Based Human
Immunodeficiency
Virus Infection and Sexual Risk
Prevention
Intervention
JAMA HIV/AIDS
HIV/AIDS Resource Center, The Journal of American Medical
Association
http://www.ama-assn.org/poa7567.htm#methods
Vol. 152, pp.
961-970, Oct. 1998
David M. Siegel,
MD, MPH; Marilyn J. Aten, PhD, RN; Klaus J. Roghmann, PhD; Maisha
Enaharo, MPH
Objective: To determine the short-term effect of a middle and high
school-based human immunodeficiency virus and sexuality intervention
(Rochester AIDS Prevention Project for Youth [RAPP]) on knowledge,
self-efficacy, and behavior intention
Design: Nonrandomized intervention study with 2 intervention groups
and 1 control group.
Setting: Middle and high school health classes in an urban,
predominantly minority school district.
Participants: Middle and high school students (N=3635) enrolled in
health classes in 9 schools; 50% African American, 16% Hispanic, 20%
white, and 14% other. Less than 10% of students refused
participation.
Intervention: There were 3 study conditions: (1) Control, usual
health education curriculum taught by classroom teacher; (2) RAPP
adult health educator, intervention curriculum implemented by
ethnically diverse male-female pairs of highly trained health
educators; and (3) RAPP peer educator, intervention implemented by
male-female pairs of extensively trained high school students.
Health classes within schools were assigned to 1 of the 3 conditions
each semester, and simultaneous implementation of the control
program with health educators or peer educators in the same school
and during the same semester was not permitted.
Main Outcome Measure: A confidential questionnaire administered to
all study subjects before and immediately after the intervention,
containing scales to measure knowledge, sexual self-efficacy, and
safe behavior intention.
Results: Preintervention data indicated that the study population
was involved in sexual activity and other risk behaviors at rates
comparable to those of other urban adolescent populations.
Examination of 3 outcome constructs as dependent variables
(knowledge, sexual self-efficacy, and safe behavior intention)
revealed that the health educators and peer educators increased
students' knowledge significantly more than did the control
condition for both middle (females, P<.01; males, P<.01) and high
(females, P<.001; males, P<.001) school. Comparisons of
self-efficacy changes across intervention groups did not reach
statistical significance, and safe behavior intention changes
differed significantly by intervention group for high school but not
for middle school students. For all analyses, the preintervention
scores for each outcome variable were the most powerful predictors
of postintervention scores, and analysis of variance models
predicted substantial overall variance.
Conclusions: At short-term follow-up, the RAPP intervention had a
powerful effect on knowledge for all students and a moderate effect
on sexual self-efficacy and safe behavior intention, particularly
for high school students. The peer educators were found to be
equally and, for some variables, more effective than the highly
trained adult educators. The substantial effect of the baseline
scores and the high prevalence of risk behavior already evident by
seventh grade indicate the importance of early implementation of
school-based sexuality programs.
Arch Pediatr Adolesc Med. 1998;152:961-970
Editor's Note: The 2 interventions seem to be
effective in changing short-term knowledge. I hope that the authors
plan a follow-up on student-reported behavior . . . and then
wouldn't it be great to determine actual practice. I can dream,
can't I? Catherine D. DeAngelis, MD
Adolescent sexual risk behaviors continue to represent one of the
most serious public health problems in the United States.[1-4]
Consequences of these activities include pregnancy,[2,5,6] sexually
transmitted diseases (STDs)[7-12] and, most recently, human
immunodeficiency virus infection and the acquired immunodeficiency
syndrome (HIV/AIDS).[13-18] While adolescents still represent less
than 1% of the nation's identified HIV/AIDS population,[16,17] the
disease incubation period extends well beyond 10 years and it is
currently estimated that 1 in 5 Americans with AIDS was infected
during adolescence.[18] In response to this increasing and profound
HIV/AIDS risk, as well as those of STDs and pregnancy, a multitude
of strategies have been adolescents.
These preventive and risk reduction efforts include school-based
curricula reflecting a wide variety of informational content and
methods. Program goals can be categorized as abstinence only, sex
education, or HIV/STD education. Key distinguishing features exist
among these program categories. Abstinence programs do not include
discussion of birth control aside from contraceptive failure and/or
disease prevention.[19,20] In contrast, sex education and HIV/STD
education programs include information about abstinence, sexuality,
contraception, and disease prevention.[21] A range of methods have
been used by school-based interventions to disseminate information
and impart behavioral skills. These include teaching by peers,
classroom teachers, and/or adults from outside agencies;
incorporation of highly interactive exercises and skill-based
methods with or without didactic presentations; and the direct or
indirect involvement of parents and guardians.[19-21,22-25]
Curricula also vary widely in duration, consisting of anywhere from1
to 30 classroom sessions. Program effectiveness, as measured by
changes in knowledge, attitudes, self-efficacy, behavioral
intention, and behavior, has varied. The importance of examining
self-efficacy (the adolescent's belief in his or her ability to
engage in a specific behavior) and behavior intention (the
adolescent's belief that he or she will engage in a particular
behavior within the next year) is derived from theories of behavior
change. Social learning theory,[26] the theory of reasoned
action,[27] and the theory of planned behavior[28] all hold that in
addition to knowledge about the ramifications of chosen behaviors,
one's self-efficacy regarding the behavior is an important predictor
of one's intention to behave in a certain way. Further, behavior
intention is proposed to be closely linked to behavior. The ultimate
effectiveness of risk reduction programs can only be meaningfully
assessed by measuring the maintenance of safe behavior or adherence
to safer sex practices over a significant duration (eg, >6 months).
As a potential first step to long-term change it is also important
to address early program effects (1-3 months after intervention).
While knowledge alone has not been found to be sufficient to change
behavior, it is certainly a necessary prerequisite.[29,30] Several
studies have reported success in improving students' information
base around sexuality and HIV/AIDS. Project SNAPP,[24] a randomized
study based in 6 urban middle schools, used an 8-session,
peer-taught, skills-based, highly interactive HIV and pregnancy
prevention intervention, which was compared with the existing school
curriculum. While a positive effect on knowledge was noted, the
17-month follow-up revealed an improvement in only 2 of 21 relevant
attitudes or beliefs, and there was no significant change in sexual
or contraceptive behaviors. Other investigators have similarly
described knowledge increases, but with mixed results in other
measured constructs.[29,31-33] Main et al,[31] reporting on a
15-session, skills-based HIV prevention curriculum implemented in
Colorado, noted significant HIV knowledge increases among students
in 10 intervention schools as opposed to students in 7 comparison
schools. The experimental students also expressed greater intentions
to engage in safer sex practices within the next 2-month period.
In a review of the effectiveness of 40 interventions designed to
reduce AIDS risk in adolescents, Kim et al[33] reported that of the
12 studies that assessed changes in attitudes toward personal
preventive behavior, 7 (58%) found significant improvement, but that
most of these were nonrandomized designs. Other articles describing
knowledge and attitude changes tended to find improvement in the
former but not consistently in the latter.[23,31-33] Weeks et al[34]
reported significant increases in contraceptive self-efficacy among
middle school students in Chicago, Ill, after a 15-session
classroom-based intervention. Walter and Vaughan[25] also observed
significant, albeit modest, changes in self-efficacy related to HIV
preventive actions among high school students participating in a
6-session AIDS prevention curriculum. However, Newman et al[35]
reported a decrease in middle school students' self-efficacy related
to AIDS prevention behaviors as well as their level of communication
with peers and family members about AIDS following a 1-hour HIV
education program developed and taught by the Red Cross. In this
study knowledge scores also failed to increase as a result of the
brief intervention. Thus, school-based programs aimed at HIV risk
among adolescents seem to have some successes, consistently in the
area of knowledge change and somewhat in self-efficacy and
attitudes, but only in the context of substantial content and
duration. The reasons for intervention success or failure have yet
to be fully explained.
An important factor both for implementation and evaluation of
school-based studies is student attendance. That is, students may
not be present for an entire intervention and yet they participate
in pretesting and posttesting and become part of the outcome
database. While this, of course, is consistent with all clinical
trials, the methodologic consideration is whether to eliminate
students who have not attended all sessions (a severely compromising
choice that ignores the realities of generalizability) or make an
attempt to measure the "dose," or degree of exposure to the
program.[36] Surprisingly, intervention dose and its relation to
intervention effect has been rarely considered in school-based work.
Additionally, studies often fail to include any measure of the
learning adequacy of the existing classroom environment. Relevant
variables include the physical environment, support of the learning
process, and control of students in the classroom.
The Rochester AIDS Prevention Project for Youth (RAPP) is a middle
and high school-based intervention trial. We report below on
preintervention to immediate postintervention changes in knowledge
concerning HIV/AIDS and sexuality, self-efficacy, and behavior
intention. The effects on these dependent variables of dose as well
as the adequacy of the learning environment are included in the
analyses.
PARTICIPANTS AND METHODS
Comparison of
Sample Descriptive Characteristics...
SAMPLE
The subjects (N=3696, Table 1) were drawn from 9 urban schools in
Rochester, NY(population, 250,000). The criteria for study inclusion
were that students be (1) enrolled in required health education
classes and (2) fluent in either English or Spanish. Ethnicity of
the sample was diverse: 50% African American, 16% Hispanic, 20%
white non-Hispanic, and 14% other ethnic backgrounds, including
Asians, Native Americans, and those who indicated that they were
biracial. The socioeconomic status (SES) of the sample was assessed
by subject-reported ZIP code and street address (socioeconomic area,
or SEA [described later]) and the mean SEA rating was 5.2 (SD=2.7),
slightly lower for middle than high school students. Approximately
70% of the families with children in this school district have
incomes placing them below the federal poverty line.
PROCEDURE
Intervention
Students were recruited within their regular school health education
classes to participate in RAPP, a quasi-experimental,
classroom-based intervention designed to increase knowledge and
skills aimed at safe behavior regarding sexuality and HIV/AIDS.
Classes were assigned within semesters to 1 of 3 conditions: (1)
control, the usual health regular health education teacher; (2) RAPP
adult health educator, the RAPP intervention implemented by an
ethnically diverse male-female pair of highly trained adult
educators; or (3) RAPP peer educator, volunteer high school students
who completed approximately 50 hours of preparation by RAPP staff
and taught the RAPP curriculum as pairs of educators. Health
education in middle school was taught in seventh grade only, while
in high school students had the option to take health class in 10th,
11th, or 12th grade; most students chose 10th or 11th grade. The
semester assignments of classes to intervention condition was based
on feasibility issues and availability of peer educators. The
primary goals were that (1) all conditions were to occur in all
classes and schools by the conclusion of the study; and (2) control
and experimental conditions could not coexist in the same school
during a given semester. These design features enhanced
generalizability by ensuring that the intervention was spread across
a variety of different schools, and helped to avoid contamination
between intervention and control classrooms. The RAPP intervention
consisted of 10 (high school) or 12 (middle school) consecutive
health class sessions(usually 2 or 3 sessions per week) delivered
for a period of 2 to 7 weeks. The intervention was integrated into
the regular school health education schedule to avoid disruption
within schools and to build an intervention that might generalize to
other schools in the future. With one exception during the
intervention period of 2.5 years, all study conditions took place at
both middle and high schools.
The content of the intervention was based on current literature
concerning school-based interventions, expertise of the RAPP health
educators, and principles from the theory of reasoned action and
normal adolescent development. Early sessions emphasized self esteem
and decision-making strategies, while later classes progressed
through in-depth discussion and skill-based activities concerning
sexuality, STDs, pregnancy, and finally HIV/AIDS. This last topic
received particular emphasis, and all sessions included small and
large group activities such as games, role playing, and take-home
exercises, often requiring parental input. Priority was placed on
maximum engagement of the students in a highly interactive and
dynamic learning experience in both intervention conditions. In this
article we focus on the preintervention to immediate
postintervention measurement of knowledge, sex self-efficacy, and
behavior intention and compare observed changes in intervention
groups with each other and with the control group.
Data Collection
Students were asked to complete a confidential survey before
intervention and immediately after intervention, as well as 6 and 12
months after intervention, after verbal and written study
explanation. Passive parental consent for student participation was
obtained. Parent(s) of all students scheduled to take health
education in the upcoming school year are routinely sent a letter
from the district Director of Health and Physical Education
informing them that family life education, including sexuality, will
be taught and they can request their son or daughter not participate
in that unit. During the time of the study, a description of the
RAPP program was a part of this letter and parents were given the
opportunity to inquire further about RAPP and/or refuse
participation. Questions were directed to the study's principal
investigator (D.M.S.), who met with parents individually to address
their concerns. Very few (<10) families withdrew their children from
the program. The study was reviewed and approved by both the
administration of the local school district and the university
institutional research review board. Students were assured that no
names would be used on any surveys, that their answers would be seen
only by research staff, and that they could participate in the
health classes in which the education and skills project occurred
without completing the research instrument. Few eligible students
refused to participate in the study; more than 90% completed the
survey before intervention. Subjects were tracked over time by using
(1) a school district-assigned identification number; and (2) a RAPP
study identification number. This procedure ensured that, despite
student mobility, duplicate subject enrollment did not occur. The
survey instrument, available in both English and Spanish, was read
to students during class by the project health educators and
required approximately 40 minutes for completion.
Study Instrument
The survey questionnaire, pilot tested on 450 students preceding the
main study, was composed of sections measuring constructs determined
to be important in assessing the effects of the RAPP curriculum.
Those reported here include demographics, knowledge, self-efficacy
regarding sexual matters, behavior intention within the next year,
history of risk behaviors, and history of sexual experiences. In
addition to the student-completed questionnaires, the RAPP health
educators measured the adequacy of the existing health education
learning environment in each class, resulting in a "class climate"
score.
VARIABLES MEASURED
Demographics
Age in years, gender, ethnicity, and a proxy for SES were measured.
Although the student population of the school district is generally
of low SES, there was concern that some differences might exist
across study subjects and potentially confound our findings. For
confidentiality reasons, and recognizing that younger teenagers
often do not know about household income or employment and education
of family members, we used an SES proxy as follows. Street name and
ZIP code for the student's residence (as given on the questionnaire)
were used to code census tracts, and this allowed a 1 to 10 SEA
ranking for each student. The 10-point ranking was based on median
house value, rent, and family income, as well as educational level
of the adult population and proportion of professionals and
executives among the employed population within each census tract.
The median house value in the city in 1990 was $60,700, the average
monthly rent was $360, the mean annual family income was $25,000,
and 16% of the adults had a college degree. While a family's SES
might rarely be inconsistent with that of the census tract in which
they resided, we decided that SEA was more reliable and valid than
household-specific income and educational data provided by the
students. The large study sample also minimized the influence of
potential remaining measurement error.
Knowledge
The 26-item knowledge scale tested information concerning human
reproduction, decision making, communication with others concerning
sexual matters, HIV/AIDS and other STDs, high-risk behaviors and
their sequelae, and other adolescent sexuality items. Students
responded to statements with yes if they believed the statement was
true, no if they believed the statement was false, and "not sure" (a
choice scored as incorrect and included to minimize guessing and the
possible inflation of correct response scores). To avoid a ceiling
effect, individual items were included only if they were shown to
have less than 80% correct responses by middle and high school
students during the pilot phase. The scale score range was from 0 to
26, and alpha reliability was .79.
Sexual Self-Efficacy
Eight items, each with a 7-point response scale, measured sex
self-efficacy. This was adapted from similar work developed by
Misovich et al[37] and tested how hard (score of 1) or easy(score of
7) it would be to carry out each of 8 behaviors in relation to
sexuality (eg, How hard or easy would it be for you to "convince
your partner that a condom must be used before you have
intercourse," "remain abstinent and avoid having sex," and others).
Efficacy was scored as the sum of the 8 items and ranged from 8 to
56, alpha reliability was .74, and test-retest reliability, based on
450 control subjects during a 4-week period, was 0.66. Principal
component factor analysis supported a 1-factor solution (eigenvalue=2.9),
accounting for 36% of variance.
Safe Behavior Intention
Behavior
Intention Scale...
An index of intention to behave in safe ways (Figure) was developed
using 9 items asking students to indicate their agreement or
disagreement (on 7-point response scales) with statements such as “I
will be abstinent (not do it) this year" or "If someone wanted to
have sexual intercourse (do it) with me, I would probably do it."
Items measured intention to engage in the following risk behaviors:
sexual behavior (intention to be abstinent or have intercourse
during the next year, intention to have multiple partners), becoming
a teenage parent, disease risks (HIV/AIDS, STDs), and substance
abuse. Items were scored with anchors of risk (1) or safe intention
(7) and summed. The possible score range was 9 to 63; alpha
reliability was .74 (N=2385) and .74(N=1526) for middle and high
school students, respectively. Test-retest correlations across 2 to
4 weeks were 0.77 (N=381) and 0.81 (N=380) for middle and high
school students, and a principal component factor analysis suggested
a 1-factor solution (eigenvalue=3.2), accounting for 35% of
variance.
Life Risk History
To measure the risk history of each subject, 15 items from the Youth
Risk Behavior Survey[38] were used, including questions about
school- and community-related behaviors (eg, skipping school,
getting into fights, carrying weapons, crime conviction), substance
abuse, and cigarette smoking. We asked a panel of 25 experts in
adolescent health (both clinicians and behavioral scientists) to
rank the behavior items from low to high risk as follows: 0 for no
or minimal risk (eg, missed school without permission), 1 for some
risk (eg, tried marijuana), or 2 for substantial risk(eg, used
marijuana regularly). Students responded as to whether they had ever
participated in these behaviors. There was a possible score range of
0 to 31, alpha reliability was .79, and test-retest reliability
during a 4-week period was 0.84. Factor analysis again solution (eigenvalue=4.3),
History of Sexual Intercourse
Before intervention, students were asked about their history of
sexual intercourse as part of 7 different questionnaire items
addressing onset, frequency, and multiple partner experience. We
examined the degree to which students were consistent across all 7
items in which there was an opportunity to answer "I have never had
sex," to be confident regarding the validity of response, and,
particularly for the younger students, to assure that subjects
understood the concept of sexual intercourse prior to initiating the
intervention. Students were categorized as ever having had sexual
intercourse (score of 1) or never having had sexual intercourse
(score of 0).
Dose
The dose of intervention (number of classes attended) may represent
an important contribution to change in HIV prevention studies.[36]
Thus, we asked students to indicate the extent to which they
attended RAPP classes from 1 (not at all) to 5 (all classes).
Class Climate
To test for any differences across various learning settings that
might have influenced the effect of the intervention, the learning
adequacy of the existing health education class environment was
observed and scored by the adult RAPP educators for all
participating teachers and classrooms. Working independently, each
member of a pair of educators in a classroom rated the physical
environment and the regular health teacher's facilitation of the
RAPP curriculum. The 18 items were summed to form an overall "class
climate" score (scale score range, 0-36). Rater agreement was high
(r>0.80) and the 2 scores were averaged.
Comparison of
Study Variables...
DATA ANALYSES
Recognizing that age and gender would likely significantly affect
baseline findings as well as intervention effect, we stratifed all
data into 4 groups: (1) middle school females, (2) middle school
males, (3) high school females, and (4) high school males.
Intervention effect was then tested within these groups. Before
intervention, all study variables were compared within school level
for the 3 intervention groups using the 2 statistic for categorical
data and analyses of variance(ANOVA) for continuous level variables
(Table 1 and Table 2). To examine differences between pretest and
posttest scores, repeated-measure ANOVAs were used with demographics
(age, SEA), the existing life risk score, the class climate score,
and the relevant pretest score for the scale in question (knowledge,
self-efficacy, or behavior intention) introduced first as
covariates. Then the factors of ethnicity and sex history were
entered, followed by the intervention level factor(1=control,
2=health educator, 3=peer educator). Because the sample was large
and statistical significance may be easily reached with large
samples, a more rigorous significance threshold of P<.01 (rather
than .05) was chosen.
To test for the dose effect, Pearson product moment correlations
were computed between the student's self-report of attendance and
the 3 outcome variables of interest. These analyses were compared
only for the students in the 2 RAPP intervention groups (health
educator and peer educator classes), because controls were prevented
from any RAPP class attendance. This characteristic of control
subjects (ie, by definition their dose was 0) precluded entering
dose in the
ANOVA analyses.
RESULTS
PREINTERVENTION
COMPARISONS BY SCHOOL LEVEL AND GENDER
The total sample consisted of 1028 female and 971 male middle school
students and 877 female and 820 male high school students. Within
school level, comparable proportions of students were assigned to
each of the 3 intervention groups. As compared with middle school,
the high school students were approximately 4 years older
(F3,3631=7901.5, P<.001), and of slightly higher SEA status (F=10.4,
P<.001). There were ethnic differences (29=44.4, P<.001), with
somewhat greater percentages of Hispanic and "other" ethnic
backgrounds represented among the younger students. The life risk
history mean scores by groups (in ascending order) were 5.7(middle
school females), 6.8 (high school females), 7.2 (middle school
males), and 8.3 (high school males) (F=39.4, P<.001). There were no
significant differences across the 3 intervention groups for middle
school students. However, for high school students, the peer
educator group was slightly younger (F=72.5, P<.000), of higher SEA
(F=12.0, P<.000), included fewer Hispanic students and more
non-Hispanic white students (2=35.4, P<.000), and were less likely
to have reported a history of sexual intercourse (2=21.1, P<.000)
(Table 1). Further, peer-taught high school students reported lower
life risk scores (F=5.6, P<.000) and greater safety intention
(F=13.3, P<.000) than controls or adult- taught students (Table 2).
In addition, there were several significant gender-specific
differences. While only 26.9% of the younger females indicated that
they had experienced intercourse, the majority of the younger
males(64.7%) indicated that they were sexually experienced. For the
older students, 67% of female and79% of male high school students
reported that they had been sexually active. In relation to the
class climate score, there were significant differences by school
level (F=278.9, P<.001), with the class environments of the older
students rated as being higher (that is more conducive to learning)
than those at middle school
The 3 variables of interest for examination of intervention effects
(knowledge, self-efficacy, and behavior intention) were also
compared before intervention by school level and gender. As would be
expected, knowledge was greater at the high school level (F=208.9,
P<.001), while there were no gender differences at either school
level. For self-efficacy, there were both school level and gender
differences (F=94.8, P<.001); self-efficacy was greater for females
than for males at both school levels, and mean scores were higher at
high school in comparison with middle school. Safe behavior
intention was greater for females than males overall, but scores
were lower for high school students in comparison with middle school
students (F=289.1, P<.001).
COMPARISON OF QUESTIONNAIRE SCORES FROM BEFORE INTERVENTION TO AFTER
INTERVENTION
Table 3 (knowledge), Table 4 (self-efficacy), and Table 5 (behavior
intention) present preintervention to postintervention changes in
questionnaire responses, including the effect of the interventions
compared with each other and with controls using ANOVA. Beginning
with knowledge as the dependent variable (Table 3), all covariates
were significant except life risk, and significant main effects were
found for ethnicity and, most important, for the intervention. There
was no significant difference for knowledge change based on sex
history among any of the 4 age and gender groups. In each of the 4
age and gender groups, the pretest score for knowledge outstripped
all other covariates at striking F magnitudes (from 224-399). Age
was significant, even after controlling for differences between
middle and high school students, indicating that older students did
less well on knowledge. In relation to ethnicity, white
non-Hispanics had slightly higher mean knowledge scores and
Hispanics had somewhat lower mean scores than either the African
American or "other" groups.
For the intervention effect, there were significant differences
between the control and the 2 intervention groups among all 4 of the
age and gender groups. Means for the intervention students(both
health educator and peer educator) were significantly higher after
intervention, while the control group maintained their
preintervention mean scores for the middle school students and rose
only about 1 to 1.5 points in mean score at the high school level.
There were notable (high school females only) 2-way interactions for
ethnic group x sex history (F=3.7, P<.01) and sex history x
intervention (F=4.3, P<.01). Thus, there was a substantial effect of
the intervention beyond the covariates and independent of the other
factors. For the 4 age and gender groups the model explained
substantial variance, ranging from 41% to 55% (R2).
For self-efficacy regarding sexual matters, there was
statistical significance for both the covariates and main effects
across the 4 groups of students (Table 4). Similar to the knowledge
scores, the covariates of age, SEA, class climate score, and the
self-efficacy pretest score were significant. In each of the
comparisons, the F for the pretest score (ranging from 182-554) was
of much greater magnitude than for the other covariates. While there
were no mean differences in self-efficacy by sex history, gender
proved to be important, with females reporting higher posttest
self-efficacy scores at both age levels. There were also significant
differences by ethnicity for middle and high school females (but not
males). Hispanic students tended to have mean scores that were
somewhat lower for middle school students (36-36.8) in comparison
with white non-Hispanic middle school students (37.6-42.6), and for
high school females. Hispanic and "other" students had lower scores
in comparison with African American and white non-Hispanic students.
There were no mean differences for the ethnic groups among high
school males. Statistically significant differences were not found
between intervention and control but trends suggested an
intervention effect; that is, the means for the control subjects
were lower than for the health educator or peer educator
intervention groups. The 4 models predicted from 24% to 46% of
variance in self-efficacy, with most of the variance attributed to
the covariates.
Finally, safe behavior intention was tested for the same set of
covariates, as well as the ethnicity, sex history, and intervention
factors (Table 5). Again, the covariates and main effects were
significant, but there was a different pattern to the relationship
with behavior intention than for knowledge or self-efficacy. While
the pretest score for intention was the covariate with the greatest
significance (F range, 277-447 across the 4 age and gender groups),
the general life risk(F range, 6.3-54) emerged as being inversely
related to safe behavior intention. In this analysis, there were no
ethnic differences in safe behavior intention but sex history status
was statistically significantly different in 3 of the 4 groups (F
range, 10.6-25.1). Thus, students who indicated that they had
already experienced sexual intercourse also reported less intention
to behave in safe ways. While not statistically significant for high
school males, the mean scores suggested the same relationship (51.2
vs 41.8). Overall, middle school students were more likely to intend
to engage in safe behaviors than were high school students.
Intervention students demonstrated greater safe behavior intention
at posttest than controls for high school males (F=4.5, P<.01) and
high school females (F=4.0, P<.05). The models explained variance in
behavior intention ranging from 0.45 to0.55 (R2).
LEVEL OF ATTENDANCE AT RAPP SESSIONS (DOSE OF INTERVENTION)
Relationship
Between Student-Reported Attendance and Posttest Scores...
Data regarding the correlations between the student's self-report of
RAPP participation and knowledge, self-efficacy, and safe behavior
intention scores are presented in Table 6. The magnitude of
knowledge score increases from pretest to posttest correlated
positively with reports of RAPP participation; that is, as
self-report of attendance increased, total knowledge scores
increased with correlations ranging from modest (0.14) to strong
(0.50), and were most significant at high school level. For sex
self-efficacy, there was less of a relationship with attendance
report(r=0.00-0.28) with only 1 of the correlations (health
educator, high school females) reaching significance. Overall,
correlations for females (range, 0.08-0.28) were greater than for
males(range, 0.00-0.06). There was no correlation between safe
behavior intention and participation reports with the exception of a
modest correlation for high school males (0.19).
COMMENT
This early examination of the effects of RAPP reveals first that the
population was comparable to other urban settings, particularly with
regard to the high risk attributable to male gender[38,39,40] and
age. Against this generalizable sociodemographic backdrop we found
that a large-scale, school-based, explicit sexual risk reduction
intervention can be implemented and have a successful effect on
important outcomes. Limitations of this research must, however, be
considered when interpreting the results. To begin, all longitudinal
school-based studies are biased by inherent subject attrition
resulting from both graduation and school dropout. The higher SEA
score found among the high school subjects is consistent with
previous reports that urban students who stay in school are more
likely to be members of families with greater income.[41,42] While
the SEA ranking we used may not precisely measure each subject's
true SES, we believe it is more valid than other self-reported SES
data among adolescents, which usually rely on youth to report family
income and parental education or occupation (as discussed earlier in
the "Participants and Methods" section).
Our finding that the high school classes were more conducive to
learning than were the middle school classes is probably rooted in
certain classroom characteristics related to the age groups. High
school classroom enrollments tended to be smaller than in middle
school and there may again be some contribution of a dropout-induced
bias toward more motivated students at the higher grade levels.
Older students were, perhaps, more able to pay attention and
participate in sexuality-focused sessions than were younger
students. The learning environment clearly warrants measurement in
school-based research and must be factored into interpretation of
intervention effectiveness.
The higher levels of self-efficacy we found among females is
consistent with the recognition that many of our cultural and
educational messages around sexual safety are often directed toward
girls and young women as opposed to boys and young men.[43]
Intention to behave in safer ways concerning sex was also a female
attribute in this study, a theoretically consistent extension of the
self-efficacy findings. The inability of the older students to
translate their greater knowledge and self-efficacy into safer
behavioral intention points out the urgent need to focus prevention
interventions on the younger population. It may, however, also
suggest that for adolescents the link between self-efficacy and
behavior intention is not as tight as theory might otherwise
propose. As we examined differences between intervention and control
groups, the ANOVA models included important covariates that might
explain findings that would have been incorrectly attributed solely
to intervention effect in a less sophisticated analysis. Knowledge
gains observed in RAPP (which were greater than those reported in
other school-based programs[35]) were likely due to interactive
teaching techniques, the use of gender and ethnically diverse
educator pairs, the careful inclusion of this program within the
regular school environment, and the length of the intervention
(10-12 sessions). It is notable that the peer educator condition
produced results comparable to the health educator condition (Table
3). The RAPP study confirms that, at least in certain content areas
and over short follow-up, extensively prepared high school students
can be effective teachers for their peers.
The modest effect of RAPP on self-efficacy may reflect the
possibility that assessment immediately following the intervention
is too early to detect a difference in this construct. If a
knowledge, self-efficacy, and behavior intention link does exist (as
proposed by the theory of reasoned action), knowledge change will
temporally precede observable efficacy change. Intervention effect
on safe behavior intention was positive among the high school
subjects, especially the females, but not for the middle school
students. In the case of middle school females, this lack of
intervention effect could be an artifact of measurement. That is,
these students scored quite high at baseline in all 3 study
conditions (mean score, 55; maximum, 63) and this "ceiling effect"
limited the ability of our analyses to detect a difference. These
results might evidence a pressure felt by 13-year-old girls to
provide (at pretest) what they perceive to be socially acceptable
responses to questions about safe sex behavior intention. The high
school students, on the other hand, did show greater increases in
safe behavior intention after the test in the intervention groups
than in control groups. Perhaps their developmental attainment was
better suited to the effect of the intervention. Our future analyses
will document the longer-term status of these variables as well as
the most important outcome, that of behavior and its relationship to
behavior intention. Our findings regarding intervention dose and its
positive correlation with outcome measures (especially knowledge)
not only reinforces the conclusion that it was RAPP curriculum
exposure that affected posttest scores, but also points out the
importance of factoring attendance into analyses of school-based
interventions.
It should not be forgotten that for the 3 constructs and for all age
and gender groups our models explained significant variance, with R2
ranging from 0.41 to 0.58 for knowledge and behavior intention and
somewhat less for self-efficacy (0.24-0.46) (Tables 3 through 5). As
stated earlier, it is the burden of the past (pretest scores) that
casts a long shadow over predictions of intervention-induced change
in knowledge, self-efficacy, and behavior intention. This finding
not only mandates the testing of interventions among subjects
younger than middle school age, but also illustrates the need for
researchers and clinicians to be methodologically sensitive to
removing the variance attributable to pretest scores when
interpreting intervention study data. Finally, despite substantial
predictive power of our model, the influences on pretest scores go
beyond age and personal experience to include parental, family,
cultural, and community forces. More comprehensive and
multidimensional interventions that reinforce school-based
activities with other sites and contexts for prevention strategies
must be considered.
From the Department of Pediatrics (Drs Siegel and Roghmann and Ms
Enaharo) and the School of Nursing (Dr Aten), University of
Rochester, Rochester General Hospital, Rochester, NY. Accepted for
publication May 14, 1998.
This research was supported by grant R01-MH 49037 from the National
Institutes of Mental Health, Rockville, Md.
We thank Barbara Thompson for her tireless preparation of the
manuscript. We also thank the staff of the Rochester AIDS Prevention
Project for Youth; the health educators, Margaret Cain, BA; Raul
Corujo-Molina; Desiree Voorhies, RN, MSEd; and Lennard Wedderburn,
CSW; and research assistant Terri Vaughn, CSW, for their dedication,
commitment, and hard work on behalf of the project. Special thanks
to the staff and students of the participating schools.
Corresponding author: David M. Siegel, MD, MPH, Department of
Pediatrics, Rochester General Hospital, 1425 Portland Ave,
Rochester, NY 14621 (e-mail: david.siegel@viahealth.org).
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