HIV-Related Stigma and Knowledge in the
United States: Prevalence and Trends,
1991–1999
Gregory M. Herek, PhD, John P.
Capitanio, PhD and
Keith F. Widaman, PhD
The authors are with the Department of
Psychology, University of California at Davis.
Correspondence: Requests for reprints
should be sent to Gregory M. Herek, PhD, Department of Psychology,
University of California, 1 Shields
Ave, Davis, CA 95616–8686 (e-mail:
gmherek@ucdavis.edu).
Objectives.
This study assessed the prevalence of AIDS stigma and misinformation
about HIV transmission in 1997 and 1999 and examined trends in stigma in
the United States during the 1990s.
Methods.
Telephone surveys with national probability samples of English-speaking
adults were conducted in the period 1996 to 1997 (n = 1309) and in 1998
to 1999 (n = 669). Findings were compared with results from a similar
1991 survey.
Results.
Overt expressions of stigma declined throughout the 1990s, with support
for its most extreme and coercive forms (e.g., quarantine) at very low
levels by 1999. However, inaccurate beliefs about the risks posed by
casual social contact increased, as did the belief that people with AIDS
(PWAs) deserve their illness. In 1999, approximately one third of
respondents expressed discomfort and negative feelings toward PWAs.
Conclusions.
Although support for extremely punitive policies toward PWAs has
declined, AIDS remains a stigmatized condition in the United States. The
persistence of discomfort with PWAs, blame directed at PWAs for their
condition, and misapprehensions about casual social contact are cause
for continuing concern and should be addressed in HIV prevention and
education programs. (Am J Public Health. 2002;92:371–377)
This article has
been cited by other articles:
Valdiserri, R. O. (2002). HIV/AIDS
Stigma: An Impediment to Public Health. Am J Public Health 92: 341-342
Levi, J. (2002). Ensuring Timely Access
to Care for People With HIV Infection: A Public Health Imperative. Am J
Public Health 92: 339-340
March 2002, Vol 92, No. 3 | American
Journal of Public Health 371-377
© 2002 American Public Health
Association
RESEARCH AND PRACTICE
HIV-Related Stigma and Knowledge in the
United States: Prevalence and Trends,
1991–1999
Gregory M. Herek, PhD, John P.
Capitanio, PhD and
Keith F. Widaman, PhD
The authors are with the Department of
Psychology, University of California at Davis.
Correspondence:
Requests for reprints should be sent to Gregory M. Herek, PhD,
Department of Psychology, University of California, 1 Shields Ave,
Davis, CA 95616–8686 (e-mail: gmherek@ucdavis.edu).
ABSTRACT
Objectives.
This study assessed the prevalence of AIDS stigma and misinformation
about HIV transmission in
1997 and 1999 and examined trends in stigma in the United States during
the 1990s.
Methods.
Telephone surveys with national probability samples of English-speaking
adults were conducted in the
period 1996 to 1997 (n = 1309) and in 1998 to 1999 (n = 669). Findings
were compared with
results from a similar 1991 survey.
Results.
Overt expressions of stigma declined throughout the 1990s, with support
for its most extreme and coercive forms (e.g., quarantine) at very low
levels by 1999. However, inaccurate beliefs about the risks posed by
casual social contact increased, as did the belief that people with AIDS
(PWAs) deserve their illness. In 1999, approximately one third of
respondents expressed discomfort and negative feelings toward PWAs.
Conclusions.
Although support for extremely punitive policies toward PWAs has
declined, AIDS remains a stigmatized condition in the United States. The
persistence of discomfort with PWAs, blame directed at PWAs for their
condition, and misapprehensions about casual social contact are cause
for continuing concern and should be addressed in HIV prevention and
education programs. (Am J Public Health. 2002;92:371–377)
INTRODUCTION
People with AIDS (PWAs)
and the social groups to which they belong have been stigmatized
worldwide since the epidemic began.1–4 Stigma has interfered with
effective societal response to AIDS and has imposed hardships on people
living with HIV as well as their loved ones, caregivers, and
communities.5–7 PWAs have been shunned by strangers and family members,
discriminated against in employment and health care, driven from their
homes, and subjected to physical abuse.8–13 Fear of stigma has deterred
individuals from being tested for HIV and from disclosing their
seropositive status to sexual partners, family, and friends.6,13–16
Among the US
public, AIDS stigma has been manifested as anger and other negative
feelings toward PWAs, the belief that they deserve their illness,
avoidance and ostracism, and support for coercive public policies that
threaten their human rights.4,17–19 Stigmatizing attitudes are strongly
correlated with misunderstanding the mechanisms of HIV transmission and
overestimating the risks of casual contact20–24 and with negative
attitudes toward social groups disproportionately affected by the
epidemic, especially gay men and injecting drug users.20,23–26
Early in the
epidemic, concerns about stigma led to public health policies that
reflected "a commitment to rely on prevention measures that were
noncoercive—that respected the privacy and social rights of those who
were at risk."27 In the 1990s, however, policy debates in the United
States raised questions about whether and to what extent AIDS stigma
remained a widespread problem. By the end of the century, many public
health advocates had abandoned the philosophy sometimes characterized as
"AIDS exceptionalism." As Bayer summarized in 1999, "Practices uniquely
informed by a commitment to privacy rights are increasingly vulnerable
to challenge as despair and therapeutic impotence give way to a (perhaps
premature) therapeutic triumphalism."27 Nevertheless, many AIDS
researchers, physicians, and community-based advocates continue to
oppose policies such as named reporting of HIV-infected individuals,
arguing that ongoing fears of prejudice and discrimination are rational
and realistic and still play a significant role in personal decisions to
seek HIV testing and treatment.28–31
Empirical data
about the extent to which stigma actually persists would be highly
useful for formulating health policy about this and other AIDS-related
issues. Moreover, AIDS educators could use such data in designing
programs that not only prevent HIV transmission but also help to reduce
the persecution of PWAs. This report describes the prevalence and nature
of AIDS-related stigma in the United States, using data from surveys
conducted with national probability samples of US adults in
1997 and 1999. In
addition, we identify trends in stigma throughout the 1990s by examining
data from the present study in conjunction with previously reported
findings from a comparable 1991 survey.4
METHODS
Sample and
Procedure
For the 1997
survey, the sampling frame was the population of all English-speaking
adults (at least 18 years of age)
residing in households with telephones within the 48 contiguous states.
The sample was drawn with a
list-assisted random-digit-dialing procedure.32 This method yielded 2009
eligible households that
were contacted between September 1996 and March 1997. Interviews were
fully or substantially
completed with 1309 individuals, yielding a final response rate of
65.1%. The 1997 sample was 55.3% female and 79% non-Hispanic White, with
a mean age of 44 years (range = 18–93), a median educational level of 1
to 2 years of college or postsecondary school, and a median household
income of $40 000 to $50 000.
Approximately 2
years later (between September 1998 and May 1999), another survey was
conducted with a new sample, referred to hereafter as the 1999 survey.
It used the same sampling frame and random-digit dialing procedure as
the 1997 survey. A total of 1153 eligible households were contacted, and
interviews were fully or substantially completed with 669 households,
yielding a final response rate of 58%. The 1999 sample was 55% female
and 82% non-Hispanic White, with a mean age of 45 years (range = 18–89),
a median educational level of some college, and a median household
income of $40 000 to $50 000.
The Survey
Research Center at the University of California at Berkeley conducted
all interviews for both surveys, using their computer-assisted telephone
interviewing system. No limit was set on the number of recontact
attempts for each number. Upon reaching an adult, the interviewer
ascertained the first names of all household members 18 years or older
and created a tally of their names. The target respondent was selected
at random from that list. The median duration of the interview was 44
minutes in both years.
To examine trends,
we compare data from the 1997 and 1999 surveys with findings from a
previously reported 1990–1991 national telephone survey (hereafter
referred to as the 1991 survey). The 1991 survey results presented below
use unweighted data and are based on that study's primary sample (n =
538), which was selected with random-digit-dialing procedures and
interview methods comparable to those used in the 1997 and 1999 surveys.
Methodological details for the 1991 survey have been reported
elsewhere.4,20,21,33
Measures
As much as
possible, the items for assessing AIDS stigma were the same as those
used in the 1991 survey4 and were administered in the same sequence. The
survey protocols were not identical, however, because some new items
were added and other items were dropped in 1997 and 1999. The present
article reports response patterns for items that were administered in at
least 2 surveys (either the 1991 and 1997 surveys or the 1997 and 1999
surveys). For most items, the exact wording is reproduced in Tables 1
through 3. (A list of the items is also available online at http://psychology.ucdavis.edu/rainbow/html/aids.html.)
AIDS Stigma
Previous research
has shown that AIDS stigma is expressed in a variety of ways.4,5,19–24
Accordingly, the survey protocol assessed multiple facets of it.
Questions were included about support for stigmatizing AIDS policies
(quarantine, publicly identifying PWAs), support for mandatory testing
(of pregnant women, immigrants, and people perceived to be at high
risk), attributions of responsibility and blame to PWAs (the belief that
PWAs are responsible for their disease, that they deserve it), beliefs
about PWAs (that they do not care about infecting others), affective
responses to PWAs (anger, fear, disgust), and discomfort with and
avoidance of PWAs in hypothetical situations (having one's child attend
school with a PWA, working in an office with a PWA, patronizing a
neighborhood grocer who has AIDS).
Beliefs About
HIV Transmission
Casual contact and
blood Alternative Treatments.
Because one of the
most consistent correlates of AIDS stigma has been overestimation of the
risk of HIV transmission through various routes,20–24 we assessed
beliefs about the likelihood "that a person could get AIDS or AIDS virus
infection" through a kiss on the cheek, sharing a drinking glass, using
public toilets, being coughed or sneezed on, and donating blood.
Symbolic
contact and magical contagion.
We assessed
exaggerated and seemingly irrational fears about HIV contagion through
mere contact with an object that had once been touched by a person with
AIDS (e.g., a sweater, a drinking glass). This phenomenon has been
described elsewhere as belief in the magical law of contagion.34,35 We
first asked respondents about their willingness to wear "a very nice
sweater that had been worn once by another person who you didn't know"
and that had been "cleaned and sealed in a new plastic package so that
it looked like it was brand new." We then asked about the likelihood
that they would wear the same sweater if they "found out that the person
who had worn it the one time before had AIDS." We also asked how
comfortable the respondent would feel about drinking out of a washed and
sterilized glass in a restaurant if someone with AIDS had drunk out of
the same glass a few days earlier.
Trust of
experts.
While inaccurate
beliefs about how HIV is transmitted often reflect lack of information,
they can also result from mistrust of health experts.21 We measured such
mistrust with 2 questions. Respondents reported their level of agreement
with the statement, "Scientists and doctors can be trusted to tell us
the truth about AIDS." They also indicated the extent to which they
believed scientists' and doctors' assertions that AIDS is not spread by
casual contact.
Analysis of
Trends
Because the same
items were used in multiple surveys, the data permit examination of
trends in AIDS stigma throughout the 1990s. To test for significant
changes in the point estimates over time, we conducted a series of
logistic regression analyses. For the dependent variables, responses to
each item were coded 0 or 1, with the percentages reported in Tables 1
through 3 corresponding to responses coded 1. To account for the unequal
time gaps between surveys (i.e., 6 years between the 1991 and 1997
surveys, 2 years between the 1997 and 1999 surveys), an independent
variable for year of the study was entered in first step of the equation
(coded 0 = 1991, 6 = 1997, 8 = 1999). When the item appeared in all 3
surveys, the quadratic form of the independent variable was entered in a
second step to test for nonlinear trends. These analyses yielded odds
ratios that characterize changes in the odds of endorsing the item with
each passing year (with 1991 as the index year).
For purposes of
the present discussion, we assume that changes in opinion were linear
and consistent across the years in which data were not collected. The
validity of this assumption cannot be tested with the current data. Our
primary focus, however, is on trends during the 1990s, and we believe
that describing these trends in terms of average amount of change per
year is an appropriate way to gauge their magnitude. Statistically
significant odds ratios (P < .05) are reported in Tables 1 through 3.
RESULTS
Support for
Punitive Policies
At the beginning
of the decade, approximately one third of survey respondents supported
quarantine, and nearly as many
(29%) endorsed public disclosure. In 1997, by contrast, about 1
respondent in 6 endorsed policies
of quarantine and fewer than 1 in 5 supported public disclosure of the
names of PWAs. By 1999, the
proportions were lower still (Table 1). As indicated by the significant
odds ratios, the odds
of a respondent's supporting quarantine declined by approximately 15%
annually between 1991 and 1999. The odds of supporting public
identification of PWAs declined by an average of 9% annually.
In 1997,
substantial majorities supported mandatory testing for pregnant women
(83%), people considered to be at high risk for AIDS (74%), and
immigrants (78%). By 1999, support for mandatory testing of high-risk
individuals had dropped significantly, to 64%, and support for testing
immigrants had declined to 74%. Support for testing pregnant women
remained substantially unchanged.
Negative
Feelings Toward PWAs
As indicated by
the significant odds ratios, the odds of expressing negative feelings
toward PWAs declined by an average of 8% to 10% annually between 1991
and 1999. At the beginning of the decade, more than 1 respondent in 3
expressed some fear of PWAs, and more than 1 in 4 felt anger or disgust.
By 1999, approximately one fifth of respondents expressed fear and
roughly one sixth felt anger or disgust (Table 1, Section 2).
Responsibility
and Blame
The proportion of
respondents believing that "people who got AIDS through sex or drug use
have gotten what they deserve" peaked in 1997 at 28% (Table 1, Section
3). This represented a significant increase from 1991. By 1999,
agreement had declined, but approximately one fourth of respondents
still endorsed the statement. Somewhat smaller proportions perceived
PWAs as not caring whether they infect other people. Framing the issue
in less punitive terms, more than half of the 1997 respondents believed
that PWAs are responsible for their illness. That proportion declined
somewhat in 1999, to 48%.
Beliefs About
HIV Transmission
Virtually all
survey respondents understood that HIV can be contracted through sharing
needles for drug use and through unprotected sex with an infected
partner. Many, however, did not understand how HIV is not transmitted.
Moreover, the proportion responding incorrectly to some of the questions
about casual contact increased over the decade.
In 1991 and 1997,
relatively few respondents (17% and 13%, respectively) believed that
AIDS could be transmitted by a kiss on the cheek (Table 2, Section 1).
Misconceptions about other forms of casual social contact were
widespread, however. Throughout the decade, roughly half of the
respondents believed that AIDS could be contracted from sharing a
drinking glass. About one third of 1991 respondents believed that AIDS
could be contracted from a public toilet; this proportion increased significantly—to
nearly 41%—by the end of the decade. Somewhat fewer than half of the
1991 respondents believed that AIDS could be spread through a cough or
sneeze; the proportion expressing this belief peaked at 54% in 1997 and
then declined to 50% in 1999. In addition to incorrect beliefs about
casual contact, much of the public continues to harbor misapprehensions
about donating blood. Roughly one third of the 1991 respondents believed
that HIV can be contracted through donating blood. The proportion dipped
to 29% in 1997 but rose again to 33% in 1999.
These incorrect
beliefs cannot be explained simply as the result of public mistrust of
scientists' pronouncements about HIV transmission.21 Indeed, such
mistrust is relatively uncommon. In the 1997 and 1999 surveys, more than
two thirds of respondents agreed that "scientists and doctors can be
trusted to tell us the truth about AIDS." More than four fifths reported
that they believed scientists' assertions that AIDS is not spread
through casual contact (and the odds of believing scientists increased
throughout the 1990s). As might be expected, respondents expressing
skepticism tended to believe that various types of casual contact could
transmit AIDS. In 1997, for example, 57% of those reporting that they
did not believe scientists also said that AIDS could be transmitted by
sharing a drinking glass. However, the belief that AIDS could be
transmitted this way was also expressed by 52% of the respondents who
said that they believed scientists.
Discomfort and
Avoidance
How did the
feelings and beliefs described heretofore translate into intentions to
avoid PWAs? The logistic regression analyses indicated that the odds of
avoiding or stigmatizing a PWA in various hypothetical situations
declined by 8% to 10% each year. In 1991, 19% said that they would avoid
a coworker with AIDS and 15% said that they would have their own
children avoid a schoolmate with AIDS (Table 3, Section 1). Those
proportions declined significantly, to less than 10%, by 1999. In 1991,
45% said that they would avoid shopping at a grocery store whose owner
had AIDS. This proportion dropped significantly by the end of the
decade. Nevertheless, even in 1999, roughly 3 in 10 respondents said
that they would shop elsewhere.
Although
relatively few respondents said that they would actually take steps to
avoid a coworker with AIDS or to prevent their children from interacting
with a child with AIDS, considerably more felt uncomfortable about
contact with PWAs. As shown in Section 2 of Table 3, between 22% and 30%
of respondents reported that they would feel somewhat or very
uncomfortable having their son or daughter go to school with a child
with AIDS, working in an office with a PWA, or shopping at a neighborhood
grocery store whose owner had AIDS.
Section 3 of Table
3 shows the extent to which respondents would avoid symbolic contact
with PWAs. Even though the hypothetical situations described to
respondents could not possibly result in HIV transmission, about one
fourth said that they would be less likely to wear a sweater that had
been worn once by a PWA, or would feel uncomfortable drinking out of a
clean glass in a restaurant that had been used a few days earlier by a
PWA.
Summary Index
of Stigma
As a summary
measure, a 9-item stigma index was computed by counting the number of
stigmatizing responses each person gave to the items concerning negative
feelings, avoidant behavioral intentions, quarantine, public revelation
of the names of PWAs, and the belief that PWAs have gotten what they
deserve. This subset of items was selected to correspond to a similar
index constructed for the 1991 survey.4 (A 10-item index was used in the
paper that originally reported the 1991 data. Because
1 item from the
1991 index was not administered in the later surveys, we recalculated
the 1991 index using 9 items rather than 10 to compare scores on the
summary measures.) Internal consistency for the items was acceptably
high in all years ( = .77 in 1991, .79 in 1997, and .77 in 1999). We
assessed trends with ordinary least squares regression, using the stigma
index score as the dependent variable with hierarchical entry of the
same 2 independent variables as in the logistic regression analyses reported earlier
(i.e., the linear and quadratic forms of year of survey).
Stigma index
scores declined significantly across the 3 surveys. The mean number of
stigmatizing responses was 2.6 in 1991 (SE = 0.11), 1.7 in 1997 (SE =
0.06), and 1.5 in 1999 (SE = 0.08). The linear term explained a
significant proportion of variance in index scores (R2 = .031; b =
–0.132; P < .001). The quadratic term was not significant (P > .20).
The proportion of
respondents that gave no stigmatizing responses (i.e., index score = 0)
nearly doubled between 1991 and 1999, from 21% to 39%. Nevertheless, 20%
of respondents gave stigmatizing responses to 3 or more of the items in
1999, compared with 25%
in 1997 and 38% in 1991.
DISCUSSION
The survey trends
yield both hopeful and disturbing findings about AIDS stigma among the
US adult public. On the
hopeful side, overt expressions of stigma appear to have declined over
the 1990s. The most punitive
aspects of AIDS stigma—support for quarantine and public identification
of PWAs—diminished considerably, with fewer than 1 in 5 adults still
supporting such measures by 1999.
A similar pattern
was evident for negative feelings toward PWAs. And, by the decade's end,
relatively few respondents
said that they would avoid a male coworker or a schoolchild with AIDS.
Nevertheless, it
is disturbing that in 1999—nearly 2 decades after the beginning of the
AIDS epidemic in the United States—one fifth of those surveyed still
feared PWAs and one sixth expressed disgust or supported public naming
of PWAs. In addition, the surveys revealed that more covert forms of
stigma persist. Even in 1999, roughly one fourth of respondents felt
uncomfortable having direct or symbolic contact with a PWA. It is
important to recognize that attitudes such as these do not necessarily
predict specific behaviors in any particular situation. However, social
psychological research suggests that such attitudes often find
expression in an individual's ongoing pattern of behavior.36 Thus,
feelings of discomfort might well translate into avoidance or
discrimination in some real-world interactions. Indeed, nearly one third
of respondents said that they would avoid shopping at a neighborhood
grocery store whose owner had AIDS.
The surveys also
revealed troubling signs that the sorts of beliefs and opinions that
provide a foundation for AIDS stigma continue to be widespread. The
proportion of adults believing that a person infected with HIV through
sex or drug use deserves to have AIDS increased over the decade, peaking
in 1997. When the question was framed in less harsh terms, approximately
one half of respondents perceived PWAs to be responsible for their
illness. This pattern is worrisome because individuals with an
undesirable condition are generally subjected to greater stigma when
they are perceived to be personally responsible for their situation.37
In the case of AIDS, such perceptions may be an unintended consequence
of public education campaigns that stress the importance of personal
decision making in HIV prevention. If so, health educators face the
challenge of communicating the importance of protecting oneself from
AIDS without promoting increased blame for individuals who become
infected.
Of further concern
is the fact that although respondents understood how HIV is transmitted,
they were much less clear about how it is not transmitted. Indeed, the
proportions overestimating the risks posed by some forms of casual
social contact were higher in 1997 and 1999 than in 1991. Those who
believe that HIV can be spread through casual social contact are
probably more likely to fear such contact with PWAs and may be more
willing in the future to support punitive policies that violate PWAs'
human rights under the guise of protecting public health. Such fears may
partly account for the widespread support for mandatory testing of
various groups. Although such support declined to some extent between
1997 and 1999, mandatory testing continued to be favored by most
respondents.
The survey results
have at least 2 important implications for public health. First, they
suggest that AIDS educational efforts have effectively communicated how
HIV is transmitted but have been less successful in convincing the
public that AIDS is not spread through casual social contact. Some
respondents who doubted the safety of casual contact were skeptical of
scientists, but most reported that they believe scientists who say that
AIDS is not transmitted through casual contact. Thus, AIDS educators and
public health workers may be able to counter misperceptions about HIV
transmission simply by ensuring that AIDS education messages include
clear information about how HIV is not transmitted, a practice that was
common in the 1980s.
Second, public
health policy should recognize that AIDS stigma persists in the United
States. One fifth of respondents gave 3 or more stigmatizing responses
on the 9-item index in 1999. Still more indicated some degree of
discomfort in social interactions with PWAs. Given that these
respondents represent a large number of adults, it is understandable
that many PWAs fear the consequences of stigma when their diagnosis
becomes known to others. Such fears are likely to have detrimental
effects on PWAs and persons at risk for HIV. They will also affect the
success of programs and policies intended to prevent HIV transmission.
Thus, eradicating AIDS stigma remains an important public health goal
for effectively combating HIV.
Acknowledgments
The research
described in this report was supported by grants to G. M. H. from the
National Institute of Mental Health (R01 MH55468 and K02 MH01455).
The authors
express their deepest gratitude to the late Karen Garrett as well as to
Tom Piazza and the staff of the Survey Research Center, University of
California at Berkeley, for their assistance throughout the project.
Footnotes
G. M. Herek
conceived and designed the study, with assistance from J. P. Capitanio.
G. M. Herek, J. P. Capitanio, and K. F. Widaman jointly planned the data
analyses. J. P. Capitanio and K. F. Widaman executed the data analyses.
G. M. Herek wrote the paper, with assistance from J. P. Capitanio and K.
F. Widaman.
Peer Reviewed
Accepted for
publication May 1, 2001.
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This article has
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