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Stigma, Race, and Disease in 20th
Century America: An Historical Overview
Keith
Wailoo, Ph.D.
Professor
Department of History
Institute
for Health, Health Care Policy, and Aging Research
Rutgers,
the State University of New Jersey
New
Brunswick, New Jersey
http://www.stigmaconference.nih.gov/FinalWailooPaper.htm
The
topic of the history of stigma, race, and disease is, of course, an
expansive one – even if one confines the discussion to the 20th
century United States. In my own field of the history and sociology of
medicine, the starting point for any such discussion of stigma must be
Erving Goffman’s classic 1963 book, Stigma: Notes on the Management
of Spoiled Identity.[i][1]
In the
work, Goffman sought to analyze three types of stigma. The first he
called stigma deriving from physical deformities (and we might add to,
physical infirmity). Second, he suggested that stigma was often
associated with perceived “blemishes of individual character” which
could include anything from “mental disorder” and “homosexuality” to
“radical political behavior.” Third, Goffman designated “the tribal
stigma of race, nation, and religion” which are “transmitted through
lineages” and possessed equally in all members of a family.[ii][2]
Thus, group membership and group identity could be (in themselves)
significant sources of stigma.
In all
three kinds of stigma, Goffman wrote, “an individual who might have been
received easily in ordinary social intercourse possesses a trait that
can obtrude itself upon attention and turn those of us whom he meets
away from him… He possesses a stigma, an undesired differentness from
what we had anticipated…” This image of “undesired differentness,”
could and often did have extensive negative implications for the person
to identified. Because of our assumption of this person’s lower status,
noted Goffman, we “exercise varieties of discrimination, through which
we effectively, if often unthinkingly, reduce his life chances… We
construct a stigma-theory, an ideology to explain his inferiority and
account for the danger he represents… We use specific terms… and we
tend to impute a wide range of imperfections on the basis of the
original one…”[iii][3]
Goffman’s work in 1963 was one
among many that began to open the eyes of social scientists to this
complex social process of stigma and discrimination. It was a process,
of course, that was quite clearly visible to any Americans familiar with
then current debates about racial segregation in the South, voting
rights, and civil rights. Goffman’s writings on stigma seemed
particularly relevant in the 1960s and into the 1970s and subsequent
decades as American society confronted other challenges – women’s
rights, gay and lesbian rights, the rights of the mentally ill. As
Goffman knew well, the process by which identities became “spoiled” was
relevant not only to questions of social discrimination and social
relations, but also to questions of public health and health care.
The following
pages
build
upon Goffman’s basic observations, turn our attention to questions of
race, disease, and health. My essay offers a brief analysis of the
historical process by which stigma has become associated with particular
disorders, and of the process by which these associations have been
loosened. More specifically, if focuses on the case of people of
African descent in the United States, in order to explore the problem of
“double stigmatization” (tribal stigma and stigma stemming from disease
or deformity) particular impact of race relations in stigma formation.
I will focus on particular disorders and on the dissemination of images
of disease and group identity, in order to arrive at some basic lessons
about the interplay of stigma and race and disease in American society.
Any
discussion of stigma and disease in particular groups must begin, of
course, with a discussion of the group and group identity. Only 12
years before Goffman’s writings, in 1951 an historian of health care in
the South published a book entitled “Health of Slaves on Southern
Plantations.”[iv][4]
The picture inset of the book presented an image, a kind of stereotype
of race and nineteenth century health care.
It was
an image of the forces defining the identity of all Americans, and of
African Americans. The picture was that of a modest home in the
country, with views of the surrounding landscape. On the viewers left
at the front door of the home, one saw the physician leaving his horse
and buggy approaching the house. Beneath the doctor, one saw images of
the particular tools of his trade – calomel (mercury compound widely
used in allopathic medicine). His was the world of complex chemical
derivatives used in therapy. And more important, as suggested by the
surrounding landscape at the front of the house, the doctor’s world was
the world of cleared land, limited vegetation, and sunlight.
At the back door, one saw the other
world of health care, symbolized by the black woman on foot. Beneath
her were images representing her practices and beliefs – chicken’s head,
frog and snake parts, and roots and herbs of undetermined varieties.
Looking at the surrounding terrain at the back of the home, the viewer
would see a world of dense vegetation, of darkness and shadows, and of
nefarious, barely discernible figures in the background dancing
mystically around fire. Such images highlight the features associated
in the popular mind with African-American group identity, a
characteristic “transmitted through lineages” and presumably shared by
all members of the group – a stereotype that often came into play when
issues of stigma and physical maladies emerged.
How
did particular diseases inform these images of group identity, and
contribute to the creation of stigma? Each disease in each time would
tell its own story.
In
this paper I focus on only a few disorders in order to illustrate this
interaction of disease, race, and stigma. Let us first consider
hookworm in the early 20th century (a disorder prevalent in
the American South, and a disease designated as the ‘germ of laziness’
because of the anemia and lethargy associated with hookworm infection);
and a disease that, some believed, has special relation to the American
Negro. Tuberculosis, a major cause of mortality and morbidity in
nineteenth and early twentieth century America, (and still today in the
developing world), and one among several infectious diseases for which
one southern physician could write in 1932, that in “the safeguarding of
the health of the Negro… [was not a] fight… against disease, but against
physical, mental, and moral inferiority, against ignorance and
superstition, against poverty and filth.”[v][5]
In many of such diseases, as I have noted elsewhere, one image dominated
– it was the image of “the carriers” (a portrait of a social menace
whose collective ‘superstitions, ignorance, and carefree demeanor stood
as a stubborn affront to modern notions of hygiene and advancing
scientific understanding… [a people best understood as] … a disease
vector…” We see this image
clearly exemplified in an image in a 1914 Atlanta Constitution
newspaper, republished recently in Tera Hunter’s history of black women
in the South.[vi][6]
In the context of an economy where black people worked as cooks,
gardeners, domestic servants, and caregivers in white homes, this image
of the black woman as “disease vector” highlighted a particularly
prevalent, pervasive, and long-lasting anxiety (one that, I should say,
continues to exist in contemporary global health discussions today).
The black woman is pictured flying
alongside the mosquitoes, the flies, and other “disease vectors” in a
cloud of dust, leaving her filthy habitat that waves the flag of
“contagious disease.” She evades many different kinds of public health
surveillance, flying directly over the barriers that have been erected
by modern medical sciences to protect this “average white home.” The
barricades of “sanitary precaution,” “screen,” “pure water,” “garbage
cans,” and “good sewage,” are not enough to protect the denizens of the
home. In the context where bacteriology was only a few decades old and
being widely disseminated in popular consciousness, and in a context
where “Typhoid Mary,” the “asymptomatic carrier,” had become a household
name, such images resonated with popular thinking, and fears of these
“human disease vectors” seemed to be strongly rooted in the best
scientific evidence of the time. The legitimacy of new scientific
concepts such as “disease carriers” was becoming well established in
public health and bacteriology, fields which were unquestionably the
ascendant sciences of the time (akin to the rising status of genetics
today). Thus, one important feature of stigma in public health was
associated with both scientific and social ideas about ‘the carrier’ of
disease.
The
image of the black (and also ethnic or immigrant) person as disease
vector was constantly reinforced by the writings of scientific
authorities.[vii][7]
In his 1911 article on Hookworm “in its relation to the negro,” for
example, pioneering hookworm researcher Charles Wardell Stiles noted
that the incidence of the disease ‘possibly indicates that the negro has
brought [it] with him from Africa and because of his soil pollution has
spread it broadcast through the south, thereby killing thousands and
causing serious disease among tens of thousands of others. Whether this
line of thought be considered justified of not,’ Stiles continued, ‘we
must frankly face the fact that the negro… because of his unsanitary
habit of polluting the soil… is a menace to others.’[viii][8]
Here was the expansion that Goffman had commented upon – that is, the
expansion of the vector notion to define and stigmatize Negro character
itself.
Such images
of disease are not uniform.
Other Other maladies presented a
very different public face – highlighting very different features of
race and region in America.
Cancer in the 1920s, 30s, and 40s, was a widely feared disorder
(widely perceived as a death sentence and it was a disease which few
sufferers or families would speak about publicly or privately.
1926, “Danger Signals of
Cancer” 1927, “Cancer: A Woman’s Problem”
But
there are several interesting contrast between images of hookworm and
tuberculosis, on one hand, and cancer, on the other. First, cancer was
widely portrayed as a disease of well-to-do women and social leaders (as
these images suggested). It was widely characterized as a “disease of
civilization” and a disease originating in refined living and
lifestyles; the disease was unknown, experts said, among so-called
savage and primitive cultures. Second, the popular and professional
literature of the time worked aggressively to undo the association of
cancer and death, by filling the silence.
1938,
“I’m Not Afraid of Cancer”
1942, “You Can Tell the
Doctor”
The message one encounters in the
early 20th century media was one preaching courage instead of
fear, encouraging early action, and promoting watchful attention
(particularly to audiences of middle-class white women) to “the danger
signals of” the disease, and open discussion with the doctor – albeit in
the shadows. These images were part of broader, concerted, efforts
orchestrated by the American Society for the Control of Cancer, the
predecessor of the American Cancer Society, to raise cancer awareness.
And these images of hope were embraced by physicians, and by many of the
women to whom the message was directed. As cancer became an even more
widely discussed disease in the 1950s, the understanding of the
individual’s disease experience became gradually more developed. The
story is a complex one, but for the purposes of this essay it is
necessary to say only that the cancer patient became widely portrayed as
a complex individual within, generally speaking, high-class social
groups, inspiring hope, reflecting the battle against fear.
There are many analogies and
dysanalogies, but the main point I’d like to make here is that disease
(even diseases widely regarded as “shameful” as cancer was) need not
necessarily reinforce individual or group stigma. Indeed, even though
cancer was regarded by some as a familial disease, and therefore
evidence of familial “taint,” a reader of popular or professional
journals of the time rarely encounters images of cancer patients
carrying within them hidden dangers as they moved about in society.
As Goffman wrote,
assumptions about stigmatized identity often informed broader
discriminatory social policies. Consider, for example, this image from
the World War II era – a cartoon illustrating the American Red Cross’s
practice of racial segregation of blood plasma. The war had spurred
numerous technical innovations – from the scaled-up production of
penicillin to the use of blood plasma transfusions on the front. At
home, the changing social relations of the war had drawn women and
ethnic minorities into new roles in wartime industries, and called for
all Americans to sacrifice at home for the effort abroad. The war
against Nazism and Aryan racial ideology had also led to broad scrutiny
of racial ideologies and assumptions about blood, stigma, and group
identity at home.
In
this context, some critics began to look closely at the ways in which
“spoiled identities” were in fact created and manufactured, and at the
sweeping impact of racial ideologies in American society. In 1942, a
cartoon appeared which can be read as one of many commentaries on this
process of stigma formation.
Entitled “An American Tragedy,”
the cartoon appeared in a New York City African-American newspaper and
sought to put aside narrow conceptions of race while promoting a focus
on the larger group – the nation – as the unifying whole. The first
caption shows a white soldier crawling up to a ARC attendant who tells
him, “you might as well wait here, bud – we ain’t got nothin’ but negro
blood left.” The second captions portrays the dilemma of science – the
scientist scratches his head because the labels have fallen off the
bottles (negro blood and white blood). “What a dilemma, he says, now
how can we tell the white from the negro plasma?”
The third caption shows the white
soldiers (and note that the images suggest that this system of blood
segregation works against the white soldiers, not the black soldiers)
commenting on the situation – “looks like the colored lads is the only
ones that’s got round trip tickets to the horspital today…” “guess they
only got colored blood.”)
In the final caption, a
wounded, seemingly patriotic and heroic, black soldier is pictured lying
on a hospital bed looking up to his white physician. “If I need a
transfusion,” he says, “gimme anybody’s blood, so long as I get back to
the front.”
Such images from popular culture
can be seen as efforts to look closely at the workings of stigma in
society – how assumptions about group inferiority (and the unseen and
dangerous entities hidden in “negro blood”) were played out in terms of
public health policy.
The
post WWII decades would witness a dramatic transformation in disease
itself in America. For one, there was a growing focus on increasing
morbidity from polio, increasing mortality from cancer as a disease of
aging, and the rise of previously obscure diseases now made visible by
new diagnostic tools and by the decline of older acute infectious
diseases. Polio, it seemed,
defined many of the conventional associations of race, pollution, filth,
and disease. In Memphis, Tennessee, for example, one public health
official noted that although the incidence of polio in post war America
has reached unprecedented levels, “the negro attack rate has been
consistently lower than for whites…” and theorized that “negroes living
in less favorable sanitary surroundings and in more overcrowded houses
acquire the disease at an earlier age [when it manifests] as a
subclinical infection that is not recognized…” and that is mild in its
effects.
Thus, in this theory, filth acted
as its own preventive agent.
Additionally, in the 1950s the rising mortality rates from cancer and
its differentiation into several diseases would begin to open yet other
lines of race characterization and stigma, prompting further revisions
of truisms from the past.
According to a 1950 Congressional Report, for example, non-whites were
not – as commonly believed – immune from cancer. Rather, new evidence
suggested that while skin cancer and breast cancer were indeed more
prevalent among whites, other cancerous disorders such as cervical
cancer appeared to be quite prevalent among non-white Americans.
Indeed, the African-American women of the South seemed to have a
particularly high incidence of cervical cancer.
And so, i
f the story of polio was undermining previous patterns of racial
stereotyping, the rising incidence and social profile of cervical cancer
in the 1950s would lead to new generalizations about racial identity,
disease, and group behavior. New truisms would emerge and flourish in
the 1960s. Writing in the early 1960s, for example, one British researcher linked the rise of cervical cancer among
black women to individual choices and sexual behaviors. “The different
incidence of carcinoma of the cervix in Negroes… could be explained,”
Lewis stated, “by differences (first) in the age of first coitus,
(second) the age of marriage, and (third) by the frequency of coitus
with uncircumcised partners.”
Thus,
as polio challenged the stigma associated with group identity and
disease, cervical cancer opened new lines of thinking about group
identity and disease. Stigma operated differently in each disease realm
and in different groups. As Lewis continued, “the higher rate of
carcinoma of the cervix is found in those women who first have coitus at
an early age, who marry early and remarry frequently and whose men are
uncircumcised.” So, although there was (in the 1950s and 1960s)
increasingly openness about the cancer experience, and increasing hope
about surviving cancer,
there was also increasing
scrutiny of the morality and behavioral choices that individuals of
particular groups had made, and of the ways in which these choices
brought the burden of disease directly upon themselves.
New
social trends in the 1960s, however, were changing the dynamics of
stigma formation once again. In 1963,
Goffman noted that “the members of
a particular stigma category will have a tendency to come together into
small social groups whose members all derive from the category.”[ix][9]
He could not foresee at the time that, in these groups, the “blemishes
of individual character” and “tribal stigmas of lineage” could
themselves become symbols of pride, resistance, and even engender social
movements of the marginal versus the mainstream. In the 1960s and
1970s, a variety of patients’ groups (the elderly battling for Medicare
legislation, terminal patients battling for hospice care, women, and the
institutionalized mentally ill, to name only a few) gained stronger
voices. Their “unique” perspectives now stemmed, these groups often
insisted, precisely from the very stigmatized experiences or identities
that had been deemed problematic.
The
story of disease and activism in the 1960s and 1970s is far too complex
and multi-faceted to rehearse again here. The social changes of the
era, however, radically transformed the social significance of disease;
and these social changes also altered the relationship of stigma to
issues of health and race. Consider, for example, the final example of
the story of sickle cell anemia in 1960s and 1970s American society.
It was
in the context on these decades of racial tension over civil rights in
America that sickle cell anemia gained national political significance
as a disease symbolized by “recurrent pain and suffering” of
African-Americans, a disease that had long been ignored by mainstream
America, and was finally getting (like black Americans generally) the
“attention it deserved.”[x][10]
One can see clearly in the discourse of the era the ways in which the
disease experience was being put to new social and political uses in the
1970s. Where some might see the disease as a taint or stigmatizing
mark, others now portrayed the malady as a particularly poignant symbol
of the African-American experience. In the context of the 1960s and
1970s, such a disease experience (and particularly the recurrent painful
episodes or “crises”) became a positive symbol of an entire group
experience with the health care system, with biomedical research, and
with mainstream society itself. Additionally, new movies and television
programs could be made to portray the experience of the disorder, as an
example of a larger group experience.[xi][11]
This high
profile, however, also fed into a new kind of stigma generated by the
increasing attention and the public health response to sickle cell
disease. In national hearings before the U.S. House and Senate, for
example, elected officials debated the question of testing for sickle
cell trait and counseling “carriers.” These carriers of hereditary
defect represented a new type of concern in America, and the question
before politicians and society was how carriers of defective genetic
material and hidden taints should be counseled on matters of
reproduction. Should they be encouraged not to have children? Should
they simply be warned about the chances of producing diseased
offspring? While some states debated mandatory heterozygote testing of
particular populations, some experts (such Nobel Prize laureate Linus
Pauling, who had himself been associated with discovering the molecular
basis of sickling) helped to feed controversy about testing carriers by
suggesting in the pages of the UCLA Law Review, somewhat bizarrely: “I
have suggested that there should be tatooed on the forehead of every
young person a symbol showing possession of the sickle-cell gene or
whatever similar gene… If this were done, two young people carrying the
same seriously defective gene in single dose would recognize this
situation at first sight, and would refrain from falling in love with
one another.”[xii][12]
New forms of stigma emerged, then, in the very attempts of scientists,
public health officials, and politicians to address the problem of
suffering and disease in the African-American community – for these
discussions about monitoring and counseling and stigmatizing ‘the
carrier’ seemed to conflict with attempts to undermine group stigma in
society.
These were
complex and controversial years indeed, for in the early 1970s many
issues seemed to revolve around the health care and group stigma in
African-Americans. The year 1972 alone saw the first national
revelations about the “Tuskegee Study” of untreated syphilis in
African-American men in Macon County, Alabama, as well as the passage of
national sickle cell legislation, and also lingering controversies about
the assertions of William Shockley and Arthur Jensen assertions about IQ
and racial inferiority. With increasing attention to sickle cell trait
‘carriers’ came new practices – the U.S. Air Force decision to ban
carriers from high altitude missions, and E.I. DuPont company’s
purported practice of using the sickle cell trait as a screening and
selecting test to fit employees to job (on the assumption that ‘carrier’
status made them susceptible to ill health under adverse circumstances).
What general
conclusions on the history of race, disease, and stigma in America might
be warranted from such a cursory overview of a handful of diseases –
from hookworm and tuberculosis, to polio, cancer, and sickle cell
disease?
First,
I’ve attempted to sketch (using these few examples) a picture of the
complex ways in which stigma “works” in society – and the ways in which
the social context, the particular diseases, the politics of group
identity, and the sciences themselves (from bacteriology in the early 20th
century to genetics at the end of the century), feed into the process of
stigmatizing individuals – doing so by designating hidden invisible
taints, and thereby reinforcing broader prejudices and policies.
Secondly, this overview suggests a particular research agenda. If part
of the goal of this gathering of scholars is to identify areas for
further research, I would suggest increasing attention to the historical
and sociological processes by which stigmatized categories are formed
and deconstructed. This would be a useful undertaking in the effort to
understand stigma and global health today in America and in the
developing world.
Endnotes
[i][1]
Erving Goffman, Stigma: Notes on the Management of Spoiled Identity
(New York: Simon and Schuster, 1963)
[iv][4]
William Postell, Health of Slaves on Southern Plantations (Baton
Rouge: Louisiana State University Press, 1951)
[v][5]
Keith Wailoo, Dying in the City of the Blues: Sickle Cell Anemia and
the Politics of Race and Health (Chapel Hill: University of North
Carolina Press, 2001), p. 56.
[vi][6]
Tera Hunter, To ‘Joy My Freedom: Southern Black Women’s Lives and
Labors after the Civil War (Cambridge, MA: Harvard University Press,
1997), photograph appears in section after p. 144.
[vii][7]
See for example, Alan Kraut, Silent Travelers: Germs, Genes, and the
‘Immigrant Menace’ (New York: Basic Books, 1994); Nayan Shah,
Contagious Divides: Epidemics and Race in San Francisco’s Chinatown
(Berkeley: University of California Press, 2001)
[viii][8]
Charles Wardell Stiles, “Hookwork in Relation to the American
Negro,” Southern Medical Journal 2 (1909): 1125-26.
[x][10]
Keith Wailoo, Dying in the City of the Blues, p. 183.
[xi][11]
Keith Wailoo, Dying in the City of the Blues
[xii][12]
Linus Pauling, “Reflections on a New Biology: Foreword,” UCLA Law
Review 15 (1968): 269. For a more detailed discussion, see Wailoo,
Dying in the City of the Blues.
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